Rodney D. Spriggs - 27 Apr 2021 Form 4/A - Amendment Insider Report for LIVE VENTURES Inc (LIVE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4/A - Amendment
Accepted by SEC
17 May 2021, 17:00:14 UTC
Original report date
27 Apr 2021
Next SEC filing
15 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Rodney D. Spriggs

Key filing fact

Rodney D. Spriggs filed Form 4/A - Amendment for LIVE VENTURES Inc (LIVE) on 17 May 2021.

Key facts

  • This page summarizes Rodney D. Spriggs's Form 4/A - Amendment filing for LIVE VENTURES Inc (LIVE).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 17 May 2021, 17:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: +$181,014.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LIVE transaction

Common Stock

Options Exercise

Transaction value
$181,014
Shares
+16,668
Change %
Price
$10.86
Shares after
16,668
Date
27 Apr 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LIVE transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-16,668
Change %
-100%
Price
$0.000000*
Shares after
0
Date
27 Apr 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,668
Exercise price
$10.86
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

SEC remarks

The original Form 4, filed on April 27, 2021, is being amended by this Form 4 amendment solely to correct two administrative errors, to correct the original date of filing (i.e., not 2036) and to properly report in Table I, column 4 that the 16,668 shares were acquired upon exericse, not disposed.

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