YieldStreet Inc. - 11 Aug 2023 Form 4 Insider Report for YieldStreet Prism Fund Inc.

Reporting relationship: Affl. of Investment Adviser(1)
Issuer ticker: N/A
Reported as of: 11 Aug 2023
Net transaction value: +$37,307
SEC form: 4
Accepted by SEC: 11 Aug 2023, 14:20:10 UTC
Prior SEC filing: 29 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Michael Weisz

Key filing fact

YieldStreet Inc. filed Form 4 for YieldStreet Prism Fund Inc. on 11 Aug 2023.

Key facts

This page summarizes YieldStreet Inc.'s Form 4 filing for YieldStreet Prism Fund Inc..
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 11 Aug 2023, 14:20.

Change

Previous filing in this sequence was filed on 29 Jun 2023.
Current net transaction value: +$37,307.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker transaction

Common Stock

Purchase

Transaction value: $5,241
Shares: +563
Change %: +4.3%
Price: $9.31^*
Shares after: 13,561
Date: 11 Aug 2023
Ownership: See footnote
Footnotes: F1

No ticker transaction

Common Stock

Purchase

Transaction value: $32,066
Shares: +3,445
Change %: +25%
Price: $9.31^*
Shares after: 17,000
Date: 11 Aug 2023
Ownership: See footnote
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

These securities are directly held by YieldStreet Management, LLC (the "Adviser"), which is wholly-owned by, and whose sole member is, YieldStreet Inc. ("YieldStreet"). YieldStreet may be deemed to beneficially own the securities held by the Adviser by virtue of its control over the Adviser. Furthermore, Mr. Weisz may be deemed to beneficially own the securities held by the Adviser by virtue of Mr. Weisz's control over YieldStreet. Each of YieldStreet and Mr. Weisz disclaims beneficial ownership of the securities held by the Adviser except to the extent of its or his pecuniary interest therein, if any.