Runyan Jonathan T. - 17 Jan 2023 Form 4 Insider Report for Okta, Inc. (OKTA)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
19 Jan 2023, 16:44:48 UTC
Prior SEC filing
19 Dec 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person

Key filing fact

Runyan Jonathan T. filed Form 4 for Okta, Inc. (OKTA) on 19 Jan 2023.

Key facts

  • This page summarizes Runyan Jonathan T.'s Form 4 filing for Okta, Inc. (OKTA).
  • 1 reported transaction and 10 derivative rows are listed below.
  • Accepted by SEC: 19 Jan 2023, 16:44.

Change

  • Previous filing in this sequence was filed on 19 Dec 2022.
  • Current net transaction value: -$698.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OKTA transaction

Class A Common Stock

Sale

Transaction value
$698
Shares
-10
Change %
-0.01%
Price
$69.77
Shares after
72,210
Date
17 Jan 2023
Ownership
By Trust
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
936
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
936
Exercise price
Footnotes
F3, F4
OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,624
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
4,624
Exercise price
Footnotes
F3, F5
OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,033
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
3,033
Exercise price
Footnotes
F3, F6
OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
49,619
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
49,619
Exercise price
Footnotes
F3, F7
OKTA holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
134,900
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
134,900
Exercise price
$8.97
Footnotes
F8
OKTA holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
52,000
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
52,000
Exercise price
$39.21
Footnotes
F8
OKTA holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,520
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
32,520
Exercise price
$82.16
Footnotes
F9
OKTA holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
31,255
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
31,255
Exercise price
$142.47
Footnotes
F10
OKTA holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,734
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
12,734
Exercise price
$274.96
Footnotes
F11
OKTA holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
101,867
Date
17 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
101,867
Exercise price
$274.96
Footnotes
F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Footnote F2

Includes 3,289 shares of Class A Common Stock transferred to the Reporting Person's trust, of which 297 shares were acquired under a Section 423 Employee Stock Purchase Plan.

Footnote F3

Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

Footnote F4

25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F5

25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F6

25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F7

6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F8

The shares subject to the option are fully vested and exercisable by the Reporting Person.

Footnote F9

25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F10

25% of the shares subject to the option vested on February 1, 2021 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F11

25% of the shares subject to the option vested on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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