Key facts
- This page summarizes Xiu Ming Shum's Form 4 filing for Cronos Group Inc. (CRON).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Nov 2021, 15:49.
Xiu Ming Shum - 06 Nov 2021 Form 4 Insider Report for Cronos Group Inc. (CRON)
- Reporting relationship
- EVP, Legal and Regulatory Affairs and Corporate Secretary
- Issuer ticker
- CRON
- Reported as of
- 06 Nov 2021
- Net transaction value
- -$68,790
- Reporting owner signature
- /s/ Xiu Ming Shum
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Xiu Ming Shum filed Form 4 for Cronos Group Inc. (CRON) on 15 Nov 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$68,790.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CRON
transaction
COMMON SHARES
Options Exercise
- Transaction value
- $0
- Shares
- +19,376
- Change %
- Price
- $0.000000
- Shares after
- 19,376
- Date
- 06 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
CRON
transaction
COMMON SHARES
Tax liability
- Transaction value
- $68,790
- Shares
- -10,360
- Change %
- -53%
- Price
- $6.64
- Shares after
- 9,016
- Date
- 06 Nov 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CRON
transaction
Derivative
RESTRICTED STOCK UNITS
Options Exercise
- Transaction value
- $0
- Shares
- -19,376
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 38,754
- Date
- 06 Nov 2021
- Ownership
- Direct
- Underlying class
- COMMON SHARES
- Underlying amount
- 19,376
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").
Footnote F2
Price is expressed in Canadian dollars.
Footnote F3
The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.
SEC remarks
EVP, Legal and Regulatory Affairs and Corporate Secretary