Key facts
- This page summarizes Alan R. May's Form 4 filing for Hewlett Packard Enterprise Co (HPE).
- 9 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 11 Sep 2023, 19:09.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
Sale
Options Exercise
Sale
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
Options Exercise
Award
Award
Award
Additional SEC filing notes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Footnote F1
The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.565. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Footnote F2
This option became exercisable beginning on this date.
Footnote F3
This option is no longer exercisable beginning on this date.
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Footnote F5
As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 327.0094 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 308.4007 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
Footnote F6
As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 511.4519 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 482.3474 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
Footnote F7
As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
SEC remarks
The reported transaction occurred pursuant to a trading plan adopted on 06/02/23.