Joseph Hart - 22 Mar 2023 Form 4 Insider Report for ADDVANTAGE TECHNOLOGIES GROUP INC

Reporting relationship: President and CEO, Director
Issuer ticker: N/A
Reported as of: 22 Mar 2023
Net transaction value: +$481,168
SEC form: 4
Accepted by SEC: 24 Mar 2023, 11:24:30 UTC
Source filing: View source filing
Reporting owner signature: /s/ Michael A. Rutledge

Key filing fact

Joseph Hart filed Form 4 for ADDVANTAGE TECHNOLOGIES GROUP INC on 24 Mar 2023.

Key facts

This page summarizes Joseph Hart's Form 4 filing for ADDVANTAGE TECHNOLOGIES GROUP INC.
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 24 Mar 2023, 11:24.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$481,168.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AEY transaction

Common Stock

Award

Transaction value: $261,000
Shares: +225,000
Change %: +115%
Price: $1.16
Shares after: 421,122
Date: 22 Mar 2023
Ownership: Direct
Footnotes: F1

AEY transaction

Common Stock

Award

Transaction value: $52,200
Shares: +45,000
Change %: +11%
Price: $1.16
Shares after: 466,122
Date: 22 Mar 2023
Ownership: Direct
Footnotes: F2

AEY transaction

Common Stock

Award

Transaction value: $167,968
Shares: +144,800
Change %: +31%
Price: $1.16
Shares after: 610,922
Date: 22 Mar 2023
Ownership: Direct
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

For the 225,000 shares, there is no vesting restriction.

Footnote F2

For the 45,000 shares acquired on 03/22/2023, there is a vesting restriction which expires on 12/29/2023.

Footnote F3

For the 144,800 shares acquired on 03/22/2023, the shares will vest annually over a two year period with the first installment vesting on 03/22/2024.

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