Tolga I. Oal - 30 Sep 2021 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Reporting relationship: Co-Chief Executive Officer, Director
Issuer ticker: HWM
Reported as of: 30 Sep 2021
Net transaction value: +$11,257
SEC form: 4
Accepted by SEC: 01 Oct 2021, 17:12:33 UTC
Prior SEC filing: 01 Sep 2021
Next SEC filing: 08 Dec 2022
Source filing: View source filing
Reporting owner signature: /s/ Margaret Lam, Assistant Secretary / Attorney-in-fact

Key filing fact

Tolga I. Oal filed Form 4 for Howmet Aerospace Inc. (HWM) on 01 Oct 2021.

Key facts

This page summarizes Tolga I. Oal's Form 4 filing for Howmet Aerospace Inc. (HWM).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 01 Oct 2021, 17:12.

Change

Previous filing in this sequence was filed on 01 Sep 2021.
Current net transaction value: +$11,257.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HWM transaction Derivative

Phantom Stock Units

Award

Transaction value: $11,257
Shares: +356
Change %: +3.4%
Price: $31.62
Shares after: 10,897
Date: 30 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 356
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each phantom stock unit is the equivalent of one share of Howmet Aerospace common stock

Footnote F2

Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.