Key facts
- This page summarizes Scott Clements's Form 4 filing for OneSpan Inc. (OSPN).
- 3 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 19 Jul 2021, 16:54.
Scott Clements - 15 Jul 2021 Form 4 Insider Report for OneSpan Inc. (OSPN)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- OSPN
- Reported as of
- 15 Jul 2021
- Net transaction value
- -$78,589
- SEC form
- 4
- Accepted by SEC
- 19 Jul 2021, 16:54:38 UTC
- Prior SEC filing
- 07 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Steven R. Worth, Attorney in Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Scott Clements filed Form 4 for OneSpan Inc. (OSPN) on 19 Jul 2021.
Change
- Previous filing in this sequence was filed on 07 Jul 2021.
- Current net transaction value: -$78,589.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OSPN
transaction
Common Stock, $0.001 par value
Options Exercise
- Transaction value
- $179,030
- Shares
- +7,570
- Change %
- +4.4%
- Price
- $23.65
- Shares after
- 180,247
- Date
- 15 Jul 2021
- Ownership
- Direct
OSPN
transaction
Common Stock, $0.001 par value
Tax liability
- Transaction value
- $78,589
- Shares
- -3,323
- Change %
- -1.8%
- Price
- $23.65
- Shares after
- 176,924
- Date
- 15 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OSPN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $179,030
- Shares
- -7,570
- Change %
- -17%
- Price
- $23.65
- Shares after
- 37,849
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 45,419
- Exercise price
- Footnotes
- F3, F4, F5
OSPN
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 47,114
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 47,114
- Exercise price
- Footnotes
- F2, F3, F4
OSPN
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 27,002
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 27,002
- Exercise price
- Footnotes
- F3, F4, F6
OSPN
holding
Derivative
Performance Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 70,671
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 70,671
- Exercise price
- Footnotes
- F7
OSPN
holding
Derivative
Performance Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 90,837
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 90,837
- Exercise price
- Footnotes
- F8
OSPN
holding
Derivative
Performance Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 81,005
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 81,005
- Exercise price
- Footnotes
- F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
The shares were sold to cover tax withholding obligations for the vest of restricted stock units.
Footnote F2
The reporting person received a restricted stock unit grant on February 18, 2021. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock.
Footnote F3
The shares acquired are restricted stock units and vest pro-rata over four years on the semi-annual anniversaries of the grant date.
Footnote F4
Not applicable.
Footnote F5
The reporting person received a restricted stock unit grant on January 15, 2020. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock.
Footnote F6
The reporting person received a restricted stock unit grant upon approval of the OneSpan Inc. 2019 Omnibus Incentive Plan (the "2019 Plan") at the Annual Meeting of Stockholders of OneSpan Inc. held on June 12, 2019. The 2019 Plan was approved by the Board on February 1, 2019, subject to stockholder approval. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock.
Footnote F7
The reporting person received a performance stock unit grant on February 18, 2021. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met.
Footnote F8
The reporting person received a performance stock unit grant on January 15, 2020. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met.
Footnote F9
The reporting person received a performance stock unit grant on February 1, 2019. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met.
SEC remarks
In total, the reporting person beneficially owns 176,924 non-derivative securities and 354,478 derivative securities.