Dinesh C. Paliwal - 02 May 2023 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Reporting relationship: Director
Issuer ticker: RTX
Reported as of: 02 May 2023
Net transaction value: +$405,000
SEC form: 4
Accepted by SEC: 04 May 2023, 17:06:20 UTC
Prior SEC filing: 27 Apr 2022
Source filing: View source filing
Reporting owner signature: /s/ Michelle G. Gewandter, as Attorney-In-Fact

Key filing fact

Dinesh C. Paliwal filed Form 4 for RAYTHEON TECHNOLOGIES CORP (RTX) on 04 May 2023.

Key facts

This page summarizes Dinesh C. Paliwal's Form 4 filing for RAYTHEON TECHNOLOGIES CORP (RTX).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 04 May 2023, 17:06.

Change

Previous filing in this sequence was filed on 27 Apr 2022.
Current net transaction value: +$405,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RTX transaction Derivative

Phantom Stock Unit

Award

Transaction value: $405,000
Shares: +4,096
Change %: +27%
Price: $98.87
Shares after: 19,199
Date: 02 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,096
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.