Thomas C. Pritchard - 19 Aug 2023 Form 4 Insider Report for Waitr Holdings Inc.

Reporting relationship: General Counsel
Issuer ticker: N/A
Reported as of: 19 Aug 2023
Net transaction value: -$270
SEC form: 4
Accepted by SEC: 21 Aug 2023, 17:06:26 UTC
Prior SEC filing: 03 Jul 2023
Source filing: View source filing
Reporting owner signature: /s/ Annette Finch, Attorney-in-Fact

Key filing fact

Thomas C. Pritchard filed Form 4 for Waitr Holdings Inc. on 21 Aug 2023.

Key facts

This page summarizes Thomas C. Pritchard's Form 4 filing for Waitr Holdings Inc..
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 21 Aug 2023, 17:06.

Change

Previous filing in this sequence was filed on 03 Jul 2023.
Current net transaction value: -$270.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASAP transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +6,666
Change %: +29%
Price: $0.000000
Shares after: 29,275
Date: 19 Aug 2023
Ownership: Direct

ASAP transaction

Common Stock

Tax liability

Transaction value: $270
Shares: -1,624
Change %: -5.5%
Price: $0.1665
Shares after: 27,651
Date: 19 Aug 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASAP transaction Derivative

Restricted Stock Units (RSUs) - 081921

Options Exercise

Transaction value: $0
Shares: -6,666
Change %: -50%
Price: $0.000000
Shares after: 6,667
Date: 19 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,666
Exercise price
Footnotes: F1

ASAP holding Derivative

Restricted Stock Units (RSUs) - 041122

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,500
Date: 19 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,500
Exercise price
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each RSU represents a contingent right to receive one share of the issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares). One-third of the grant of 20,000 RSUs (as adjusted for the Reverse Stock Split) shall vest each year over the course of three years, pursuant to the Restricted Stock Unit Award Agreement entered into by the Reporting Person as of August 19, 2021, beginning on the first anniversary of such date and continuing thereafter, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date, provided that the RSUs shall fully vest in the event of a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan).

Footnote F2

Each RSU represents a contingent right to receive one share of the issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares). One-third of the grant of 9,750 RSUs (as adjusted for the Reverse Stock Split) shall vest each year over the course of three years, pursuant to the Restricted Stock Unit Award Agreement entered into by the Reporting Person as of April 11, 2022, beginning on the first anniversary of such date and continuing thereafter, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date, provided that the RSUs shall fully vest in the event of a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan).