Enrico Picozza - 26 May 2021 Form 4 Insider Report for DermTech, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
28 May 2021, 20:18:27 UTC
Prior SEC filing
25 May 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jason S. Miller, attorney-in-fact

Key filing fact

Enrico Picozza filed Form 4 for DermTech, Inc. on 28 May 2021.

Key facts

  • This page summarizes Enrico Picozza's Form 4 filing for DermTech, Inc..
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 28 May 2021, 20:18.

Change

  • Previous filing in this sequence was filed on 25 May 2021.
  • Current net transaction value: -$813,577.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DMTK transaction

Common Stock

Award

Transaction value
$0
Shares
+4,497
Change %
+32%
Price
$0.000000
Shares after
18,497
Date
26 May 2021
Ownership
Direct
Footnotes
F1
DMTK transaction

Common Stock

Award

Transaction value
$0
Shares
+4,661
Change %
+25%
Price
$0.000000
Shares after
23,158
Date
26 May 2021
Ownership
Direct
Footnotes
F2
DMTK transaction

Common Stock

Sale

Transaction value
$813,577
Shares
-20,297
Change %
-3.9%
Price
$40.08*
Shares after
500,000
Date
26 May 2021
Ownership
By HLM Venture Partners IV, L.P.
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. The restricted stock units shall vest in four equal quarterly installments over the one-year period following the grant date, subject to the reporting person's continued service. The shares underlying any vested restricted stock units shall be released to the reporting person on May 26, 2022.

Footnote F2

The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. The restricted stock units shall vest, and the shares underlying the restricted stock units shall be released to the reporting person, on January 1, 2023, subject to the reporting person's continued service.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $40.00 to $40.32, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) of this Form 4.

Footnote F4

The reporting person has a pecuniary interest in HLM Venture Associates IV, LLC ("HLM GP"). HLM GP is the general partner of HLM Venture Partners IV, L.P., which owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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