Richard N. Caron - 11 Aug 2021 Form 4 Insider Report for Welbilt, Inc.

Reporting relationship: EVP Chief Innovation Officer
Issuer ticker: N/A
Reported as of: 11 Aug 2021
Net transaction value: -$964,792
SEC form: 4
Accepted by SEC: 12 Aug 2021, 20:11:45 UTC
Prior SEC filing: 03 Aug 2021
Next SEC filing: 16 Aug 2021
Source filing: View source filing
Reporting owner signature: /s/ Joel H. Horn, as Attorney-in-Fact

Key filing fact

Richard N. Caron filed Form 4 for Welbilt, Inc. on 12 Aug 2021.

Key facts

This page summarizes Richard N. Caron's Form 4 filing for Welbilt, Inc..
20 reported transactions and 9 derivative rows are listed below.
Accepted by SEC: 12 Aug 2021, 20:11.

Change

Previous filing in this sequence was filed on 03 Aug 2021.
Current net transaction value: -$964,792.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WBT transaction

Common Stock

Sale

Transaction value: $847,835
Shares: -36,392
Change %: -46%
Price: $23.30
Shares after: 42,730
Date: 11 Aug 2021
Ownership: Direct
Footnotes: F1

WBT transaction

Common Stock

Options Exercise

Transaction value: $86,814
Shares: +6,700
Change %: +16%
Price: $12.96
Shares after: 49,430
Date: 11 Aug 2021
Ownership: Direct

WBT transaction

Common Stock

Options Exercise

Transaction value: $56,523
Shares: +3,915
Change %: +7.9%
Price: $14.44
Shares after: 53,345
Date: 11 Aug 2021
Ownership: Direct

WBT transaction

Common Stock

Options Exercise

Transaction value: $117,072
Shares: +5,060
Change %: +9.5%
Price: $23.14
Shares after: 58,405
Date: 11 Aug 2021
Ownership: Direct

WBT transaction

Common Stock

Options Exercise

Transaction value: $133,513
Shares: +7,695
Change %: +13%
Price: $17.35
Shares after: 66,100
Date: 11 Aug 2021
Ownership: Direct

WBT transaction

Common Stock

Options Exercise

Transaction value: $188,910
Shares: +13,983
Change %: +21%
Price: $13.51
Shares after: 80,083
Date: 11 Aug 2021
Ownership: Direct

WBT transaction

Common Stock

Options Exercise

Transaction value: $178,060
Shares: +9,568
Change %: +12%
Price: $18.61
Shares after: 89,651
Date: 11 Aug 2021
Ownership: Direct

WBT transaction

Common Stock

Options Exercise

Transaction value: $193,165
Shares: +9,539
Change %: +11%
Price: $20.25
Shares after: 99,190
Date: 11 Aug 2021
Ownership: Direct

WBT transaction

Common Stock

Options Exercise

Transaction value: $128,914
Shares: +8,600
Change %: +8.7%
Price: $14.99
Shares after: 107,790
Date: 11 Aug 2021
Ownership: Direct

WBT transaction

Common Stock

Options Exercise

Transaction value: $64,642
Shares: +4,614
Change %: +4.3%
Price: $14.01
Shares after: 112,404
Date: 11 Aug 2021
Ownership: Direct

WBT transaction

Common Stock

Tax liability

Transaction value: $1,264,570
Shares: -54,134
Change %: -48%
Price: $23.36
Shares after: 58,270
Date: 11 Aug 2021
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WBT transaction Derivative

Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -6,700
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 11 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,700
Exercise price: $12.96

WBT transaction Derivative

Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -3,915
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 11 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,915
Exercise price: $14.44

WBT transaction Derivative

Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -5,060
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 11 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,060
Exercise price: $23.14

WBT transaction Derivative

Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -7,695
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 11 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,695
Exercise price: $17.35

WBT transaction Derivative

Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -13,983
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 11 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,983
Exercise price: $13.51

WBT transaction Derivative

Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -9,568
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 11 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,568
Exercise price: $18.61

WBT transaction Derivative

Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -9,539
Change %: -75%
Price: $0.000000
Shares after: 3,180
Date: 11 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,539
Exercise price: $20.25

WBT transaction Derivative

Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -8,600
Change %: -50%
Price: $0.000000
Shares after: 8,600
Date: 11 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,600
Exercise price: $14.99

WBT transaction Derivative

Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -4,614
Change %: -25%
Price: $0.000000
Shares after: 13,844
Date: 11 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,614
Exercise price: $14.01

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.28 to $23.335, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.