Key facts
- This page summarizes Matthew Mann Luckey's Form 4 filing for BayFirst Financial Corp. (BAFN).
- 0 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 12 Dec 2022, 12:05.
Matthew Mann Luckey - 09 Dec 2022 Form 4 Insider Report for BayFirst Financial Corp. (BAFN)
- Reporting relationship
- Executive Vice President
- Issuer ticker
- BAFN
- Reported as of
- 09 Dec 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 Dec 2022, 12:05:09 UTC
- Prior SEC filing
- 24 Oct 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Barbara Felts, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Matthew Mann Luckey filed Form 4 for BayFirst Financial Corp. (BAFN) on 12 Dec 2022.
Change
- Previous filing in this sequence was filed on 24 Oct 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BAFN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,457
- Date
- 09 Dec 2022
- Ownership
- Direct
BAFN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,094
- Date
- 09 Dec 2022
- Ownership
- By ESOP
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BAFN
holding
Derivative
Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,000
- Date
- 09 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,000
- Exercise price
- $14.67
- Footnotes
- F1, F2
BAFN
holding
Derivative
Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,625
- Date
- 09 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,625
- Exercise price
- $15.67
- Footnotes
- F1, F2
BAFN
holding
Derivative
Series B Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10
- Date
- 09 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10
- Exercise price
- Footnotes
- F3
BAFN
holding
Derivative
Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,625
- Date
- 09 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,625
- Exercise price
- $14.67
- Footnotes
- F1, F2
BAFN
holding
Derivative
Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,100
- Date
- 09 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,100
- Exercise price
- $17.33
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Matthew Mann Luckey is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
The shares subject to this option are fully vested and immediately exercisable.
Footnote F2
Options are exercisable for 90 days after employment termination date of December 9, 2022.
Footnote F3
The holders of shares of Series B Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.