Key facts
- This page summarizes Jonathan B. DeGaynor's Form 4 filing for STONERIDGE INC (SRI).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 01 Feb 2023, 10:53.
Jonathan B. DeGaynor - 30 Jan 2023 Form 4 Insider Report for STONERIDGE INC (SRI)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- SRI
- Reported as of
- 30 Jan 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Feb 2023, 10:53:25 UTC
- Prior SEC filing
- 16 Mar 2022
- Next SEC filing
- 15 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert M. Loesch, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jonathan B. DeGaynor filed Form 4 for STONERIDGE INC (SRI) on 01 Feb 2023.
Change
- Previous filing in this sequence was filed on 16 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SRI
holding
Common Shares, without par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 215,426
- Date
- 30 Jan 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SRI
transaction
Derivative
Share Units
Award
- Transaction value
- $0
- Shares
- +40,000
- Change %
- +27%
- Price
- $0.000000
- Shares after
- 187,425
- Date
- 30 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Shares, without par value
- Underlying amount
- 40,000
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Jonathan B. DeGaynor is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
40,000 share units were granted to the Reporting Person under the Company's Long-Term Incentive Plan pursuant to that certain Consulting Services Agreement, dated January 30, 2023, by and between the Reporting Person and the Company. Assuming the Reporting Person's compliance with the Consulting Services Agreement the 40,000 share units will vest and be paid on a one-for-one basis in Company common shares on the six month anniversary of the Consulting Services Agreement.
Footnote F2
In connection with the Reporting Person's resignation of employment and the Consulting Services Agreement, subject to the Reporting Person's compliance with the Consulting Services Agreement, the Reporting Person's March 9, 2020 time-based 65,124 share unit grant will vest on March 9, 2023 and be paid on a one-for-one basis in Company common shares. The remaining amounts (other than the 40,000 share unit grant described in footnote no. 1) were forfeited upon the Reporting Person's resignation.