Key facts
- This page summarizes Anna M. Counselman's Form 4 filing for Upstart Holdings, Inc. (UPST).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 23 Feb 2022, 19:42.
Anna M. Counselman - 20 Feb 2022 Form 4 Insider Report for Upstart Holdings, Inc. (UPST)
- Reporting relationship
- SVP, People and Operations
- Issuer ticker
- UPST
- Reported as of
- 20 Feb 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 23 Feb 2022, 19:42:22 UTC
- Prior SEC filing
- 23 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Emily Baumbach, by power of attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Anna M. Counselman filed Form 4 for Upstart Holdings, Inc. (UPST) on 23 Feb 2022.
Change
- Previous filing in this sequence was filed on 23 Aug 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UPST
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +6,913
- Change %
- +57%
- Price
- $0.000000
- Shares after
- 19,143
- Date
- 20 Feb 2022
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UPST
transaction
Derivative
Employee Stock Option (Right to buy)
Award
- Transaction value
- $0
- Shares
- +15,208
- Change %
- Price
- $0.000000
- Shares after
- 15,208
- Date
- 20 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,208
- Exercise price
- $130.05
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on May 20, 2024 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Footnote F2
Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Footnote F3
1/12th of the shares subject to the option shall vest on March 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.