Chad C. Stauffer - 23 Jul 2021 Form 4 Insider Report for At Home Group Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Aug 2021, 10:35:41 UTC
Prior SEC filing
08 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mary Jane Broussard, Attorney-in-Fact for Chad C. Stauffer
Filing notes and source

Key filing fact

Chad C. Stauffer filed Form 4 for At Home Group Inc. on 03 Aug 2021.

Key facts

  • This page summarizes Chad C. Stauffer's Form 4 filing for At Home Group Inc..
  • 8 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 03 Aug 2021, 10:35.

Change

  • Previous filing in this sequence was filed on 08 Jun 2021.
  • Current net transaction value: -$8,560,001.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOME transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-8,808
Change %
-60%
Price
Shares after
5,940
Date
23 Jul 2021
Ownership
Direct
Footnotes
F1, F2
HOME transaction

Common Stock

Disposed to Issuer

Transaction value
$219,780
Shares
-5,940
Change %
-100%
Price
$37.00
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$66,162
Shares
-40,098
Change %
-100%
Price
$1.65*
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,098
Exercise price
$35.35
Footnotes
F4, F5
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$418,845
Shares
-21,849
Change %
-100%
Price
$19.17
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
21,849
Exercise price
$17.83
Footnotes
F5, F6
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$1,699,859
Shares
-57,838
Change %
-100%
Price
$29.39
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
57,838
Exercise price
$7.61
Footnotes
F5, F7
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$322,575
Shares
-11,500
Change %
-100%
Price
$28.05
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,500
Exercise price
$8.95
Footnotes
F5, F8
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$5,589,800
Shares
-190,000
Change %
-100%
Price
$29.42
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
190,000
Exercise price
$7.58
Footnotes
F9, F10
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$242,981
Shares
-24,998
Change %
-100%
Price
$9.72
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
24,998
Exercise price
$27.28
Footnotes
F10, F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Chad C. Stauffer is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 11 footnotes

Footnote F1

Pursuant to a rollover agreement entered into between the reporting person and Ambience Parent, Inc. ("Parent") in connection with the effectuation of the transactions contemplated by the amended and restated merger agreement between the issuer, Parent, and Ambience Merger Sub, Inc. (the "Merger Agreement"), the reporting person exchanged these shares for shares of Parent having an equivalent value as of the effective date of the merger, based on a market value of the issuer shares on the effective date of $37 per share.

Footnote F2

This amount consists of shares deliverable upon vesting and settlement of restricted stock units.

Footnote F3

These restricted stock units were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).

Footnote F4

This option was vested with respect to 25,356 shares and provided for vesting of the remainder of the option on May 30, 2022.

Footnote F5

This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option.

Footnote F6

This option was vested with respect to 14,566 shares and provided for vesting of the remainder of the option on March 28, 2022.

Footnote F7

This option was vested with respect to 28,919 shares and provided for vesting of the remainder of the option on June 7, 2022.

Footnote F8

This option provided for vesting on January 29, 2022.

Footnote F9

This option was vested with respect to 63,334 and provided for vesting of the remainder of the option in substantially equal annual installments on June 22, 2022 and June 22, 2023.

Footnote F10

The portion of this option that was vested or scheduled to vest on or before July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option. The portion of this option scheduled to vest after July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a deferred cash payment (or, at the election of the reporting person, a grant of Parent restricted stock or restricted stock units having a grant date value) equal to the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the exercise price of the option, subject to vesting on the same schedule as the cancelled option.

Footnote F11

This option provided for vesting in three substantially equal annual installments beginning on March 30, 2022.

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