Ashley F. Sheetz - 23 Jul 2021 Form 4 Insider Report for At Home Group Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
03 Aug 2021, 10:33:16 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mary Jane Broussard, Attorney-in-Fact for Ashley F. Sheetz
Filing notes and source

Key filing fact

Ashley F. Sheetz filed Form 4 for At Home Group Inc. on 03 Aug 2021.

Key facts

  • This page summarizes Ashley F. Sheetz's Form 4 filing for At Home Group Inc..
  • 8 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 03 Aug 2021, 10:33.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$5,139,048.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOME transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-4,712
Change %
-69%
Price
Shares after
2,103
Date
23 Jul 2021
Ownership
Direct
Footnotes
F1, F2
HOME transaction

Common Stock

Disposed to Issuer

Transaction value
$77,811
Shares
-2,103
Change %
-100%
Price
$37.00
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$599,238
Shares
-28,226
Change %
-100%
Price
$21.23
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
28,226
Exercise price
$15.77
Footnotes
F4, F5
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$378,820
Shares
-69,636
Change %
-100%
Price
$5.44*
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
69,636
Exercise price
$31.56
Footnotes
F5, F6
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$523,552
Shares
-27,311
Change %
-100%
Price
$19.17
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
27,311
Exercise price
$17.83
Footnotes
F5, F7
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$415,140
Shares
-14,800
Change %
-100%
Price
$28.05
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,800
Exercise price
$8.95
Footnotes
F5, F8
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$2,942,000
Shares
-100,000
Change %
-100%
Price
$29.42
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$7.58
Footnotes
F9, F10
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$202,487
Shares
-20,832
Change %
-100%
Price
$9.72
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,832
Exercise price
$27.28
Footnotes
F10, F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Ashley F. Sheetz is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 11 footnotes

Footnote F1

Pursuant to a rollover agreement entered into between the reporting person and Ambience Parent, Inc. ("Parent") in connection with the effectuation of the transactions contemplated by the amended and restated merger agreement between the issuer, Parent, and Ambience Merger Sub, Inc. (the "Merger Agreement"), the reporting person exchanged these shares for shares of Parent having an equivalent value as of the effective date of the merger, based on a market value of the issuer shares on the effective date of $37 per share.

Footnote F2

This amount consists of shares deliverable upon vesting and settlement of restricted stock units.

Footnote F3

These restricted stock units were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).

Footnote F4

This option was fully vested and exercisable as of the cancellation date.

Footnote F5

This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option.

Footnote F6

This option was vested with respect to 44,222 shares and provided for vesting of the remainder of the option on April 3, 2022.

Footnote F7

This option was vested with respect to 13,646 shares and provided for vesting of the remainder of the option on March 28, 2022.

Footnote F8

This option provided for vesting on January 29, 2022.

Footnote F9

This option was vested with respect to 33,334 shares and provided for vesting of the remainder of the option in substantially equal annual installments on each of June 22, 2022 and June 22, 2023.

Footnote F10

The portion of this option that was vested or scheduled to vest on or before July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option. The portion of this option scheduled to vest after July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a deferred cash payment (or, at the election of the reporting person, a grant of Parent restricted stock or restricted stock units having a grant date value) equal to the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the exercise price of the option, subject to vesting on the same schedule as the cancelled option.

Footnote F11

This option provided for vesting in three substantially equal annual installments beginning on March 30, 2022.

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