Key facts
- This page summarizes Catherine Aslin's Form 4 filing for At Home Group Inc..
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Aug 2021, 10:21.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Disposed to Issuer
Disposed to Issuer
Additional SEC filing notes
Section 16 status
Catherine Aslin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Footnote F1
This option provided for vesting in substantially equal annual installments on each of October 12, 2021, October 12, 2022 and October 12, 2023.
Footnote F2
This option was cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. ("Parent") and Ambience Merger Sub, Inc. (the "Merger Agreement"). The portion of this option that was vested or scheduled to vest on or before July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option.
Footnote F3
The portion of this option scheduled to vest after July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a deferred cash payment (or, at the election of the reporting person, a grant of Parent restricted stock or restricted stock units having a grant date value) equal to the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the exercise price of the option, subject to vesting on the same schedule as the cancelled option.
Footnote F4
This option provided for vesting in three substantially equal annual installments beginning on March 30, 2022.