Catherine Aslin - 23 Jul 2021 Form 4 Insider Report for At Home Group Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
03 Aug 2021, 10:21:01 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mary Jane Broussard, Attorney-in-Fact for Catherine Aslin
Filing notes and source

Key filing fact

Catherine Aslin filed Form 4 for At Home Group Inc. on 03 Aug 2021.

Key facts

  • This page summarizes Catherine Aslin's Form 4 filing for At Home Group Inc..
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 03 Aug 2021, 10:21.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$612,508.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$504,518
Shares
-29,504
Change %
-100%
Price
$17.10
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
29,504
Exercise price
$19.90
Footnotes
F1, F2, F3
HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$107,989
Shares
-11,110
Change %
-100%
Price
$9.72
Shares after
0
Date
23 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,110
Exercise price
$27.28
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Catherine Aslin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

This option provided for vesting in substantially equal annual installments on each of October 12, 2021, October 12, 2022 and October 12, 2023.

Footnote F2

This option was cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. ("Parent") and Ambience Merger Sub, Inc. (the "Merger Agreement"). The portion of this option that was vested or scheduled to vest on or before July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option.

Footnote F3

The portion of this option scheduled to vest after July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a deferred cash payment (or, at the election of the reporting person, a grant of Parent restricted stock or restricted stock units having a grant date value) equal to the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the exercise price of the option, subject to vesting on the same schedule as the cancelled option.

Footnote F4

This option provided for vesting in three substantially equal annual installments beginning on March 30, 2022.

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