Norman E. McLeod - 22 Jul 2021 Form 4 Insider Report for At Home Group Inc.

Reporting relationship: Chief Development Officer
Issuer ticker: N/A
Reported as of: 22 Jul 2021
Net transaction value: -$3,035,611
SEC form: 4
Accepted by SEC: 03 Aug 2021, 10:31:33 UTC
Source filing: View source filing
Reporting owner signature: /s/ Mary Jane Broussard, Attorney-in-Fact for Norman E. McLeod

Filing notes and source

Key filing fact

Norman E. McLeod filed Form 4 for At Home Group Inc. on 03 Aug 2021.

Key facts

This page summarizes Norman E. McLeod's Form 4 filing for At Home Group Inc..
7 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 03 Aug 2021, 10:31.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$3,035,611.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOME transaction

Common Stock

Disposition pursuant to a tender of shares in a change of control transaction

Transaction value: $231,842
Shares: -6,266
Change %: -79%
Price: $37.00
Shares after: 1,636
Date: 22 Jul 2021
Ownership: Direct
Footnotes: F1

HOME transaction

Common Stock

Disposed to Issuer

Transaction value: $60,532
Shares: -1,636
Change %: -100%
Price: $37.00
Shares after: 0
Date: 23 Jul 2021
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $281,117
Shares: -51,676
Change %: -100%
Price: $5.44^*
Shares after: 0
Date: 23 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 51,676
Exercise price: $31.56
Footnotes: F3, F4

HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $203,605
Shares: -10,621
Change %: -100%
Price: $19.17
Shares after: 0
Date: 23 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,621
Exercise price: $17.83
Footnotes: F4, F5

HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $322,575
Shares: -11,500
Change %: -100%
Price: $28.05
Shares after: 0
Date: 23 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 11,500
Exercise price: $8.95
Footnotes: F4, F6

HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $1,838,750
Shares: -62,500
Change %: -100%
Price: $29.42
Shares after: 0
Date: 23 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 62,500
Exercise price: $7.58
Footnotes: F7, F8

HOME transaction Derivative

Employee Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $97,190
Shares: -9,999
Change %: -100%
Price: $9.72
Shares after: 0
Date: 23 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,999
Exercise price: $27.28
Footnotes: F8, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Norman E. McLeod is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 9 footnotes

Footnote F1

This amount consists of shares deliverable upon vesting and settlement of restricted stock units.

Footnote F2

These restricted stock units were cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. ("Parent") and Ambience Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).

Footnote F3

This option was vested with respect to 34,733 shares and provided for vesting of the remainder of the option on April 3, 2022.

Footnote F4

This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option.

Footnote F5

This option provided for vesting on March 28, 2022.

Footnote F6

This option provided for vesting on January 29, 2022.

Footnote F7

This option was vested with respect to 20,834 shares and provided for vesting for the remainder of the option in substantially equal annual installments on each of June 22, 2022 and June 22, 2023.

Footnote F8

The portion of this option that was vested or scheduled to vest on or before July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option. The portion of this option scheduled to vest after July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a deferred cash payment (or, at the election of the reporting person, a grant of Parent restricted stock or restricted stock units having a grant date value) equal to the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the exercise price of the option, subject to vesting on the same schedule as the cancelled option.

Footnote F9

This option provided for vesting in three substantially equal annual installments beginning on March 30, 2022.