Key facts
- This page summarizes Lion Point Capital, LP's Form 3 filing for WisdomTree Investments, Inc. (WT).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 18 Mar 2022, 19:12.
Key filing fact
Ownership activity is grounded in SEC Form 3 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
No transaction description listed
Additional SEC filing notes
Footnote F1
This Form 3 is filed jointly by Lion Point Capital, LP ("Lion Point Capital"), Lion Point Holdings GP, LLC ("Lion Point Holdings"), and Didric Cederholm (collectively with the aforementioned entities, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein and the securities owned by the group in the aggregate, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Footnote F2
Securities beneficially owned by Lion Point Capital as the investment manager to a certain investment fund client. As the general partner of Lion Point Capital, Lion Point Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Lion Point Capital. As Manager and Member of Lion Point Holdings, Mr. Cederholm may be deemed to beneficially own the shares of Common Stock beneficially owned by Lion Point Capital.