Michael R. Dumais - 05 Feb 2022 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Feb 2022, 16:40:13 UTC
Prior SEC filing
05 Jan 2022
Next SEC filing
01 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Dana Ng as Attorney-In-Fact

Key filing fact

Michael R. Dumais filed Form 4 for RAYTHEON TECHNOLOGIES CORP (RTX) on 08 Feb 2022.

Key facts

  • This page summarizes Michael R. Dumais's Form 4 filing for RAYTHEON TECHNOLOGIES CORP (RTX).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 08 Feb 2022, 16:40.

Change

  • Previous filing in this sequence was filed on 05 Jan 2022.
  • Current net transaction value: -$1,529,084.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RTX transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+26,410
Change %
+56%
Price
$0.000000
Shares after
73,784
Date
05 Feb 2022
Ownership
Direct
Footnotes
F1
RTX transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+15,046
Change %
+20%
Price
$0.000000
Shares after
88,830
Date
05 Feb 2022
Ownership
Direct
Footnotes
F1
RTX transaction

Common Stock

Tax liability

Transaction value
$628,562
Shares
-6,758
Change %
-7.6%
Price
$93.01
Shares after
82,072
Date
05 Feb 2022
Ownership
Direct
RTX transaction

Common Stock

Tax liability

Transaction value
$900,523
Shares
-9,682
Change %
-12%
Price
$93.01
Shares after
72,390
Date
05 Feb 2022
Ownership
Direct
RTX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,871
Date
05 Feb 2022
Ownership
By Savings Plan Trustee

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RTX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-15,046
Change %
-15%
Price
$0.000000
Shares after
82,520
Date
05 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,046
Exercise price
Footnotes
F1, F2
RTX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-26,410
Change %
-32%
Price
$0.000000
Shares after
56,110
Date
05 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
26,410
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Footnote F2

Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.

Footnote F3

Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.

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