Li Yu - 18 May 2022 Form 4 Insider Report for Oncocyte Corp (OCX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
19 May 2022, 17:58:59 UTC
Prior SEC filing
17 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Li Yu

Key filing fact

Li Yu filed Form 4 for Oncocyte Corp (OCX) on 19 May 2022.

Key facts

  • This page summarizes Li Yu's Form 4 filing for Oncocyte Corp (OCX).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 19 May 2022, 17:58.

Change

  • Previous filing in this sequence was filed on 17 Mar 2022.
  • Current net transaction value: -$9,266.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OCX transaction

Common Stock, no par value

Options Exercise

Transaction value
$0
Shares
+25,000
Change %
Price
$0.000000
Shares after
25,000
Date
18 May 2022
Ownership
Direct
OCX transaction

Common Stock, no par value

Sale

Transaction value
$9,266
Shares
-8,128
Change %
-33%
Price
$1.14
Shares after
16,872
Date
18 May 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OCX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-25,000
Change %
-50%
Price
$0.000000
Shares after
25,000
Date
18 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$0.000000
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents shares sold to cover the tax liability arising from the vesting of Restricted Stock Units.

Footnote F2

Restricted Stock Units vested on May 18, 2022.

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