Craig Sheehan - 02 Jun 2021 Form 4 Insider Report for Guardion Health Sciences, Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
04 Jun 2021, 17:19:09 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Craig Sheehan

Key filing fact

Craig Sheehan filed Form 4 for Guardion Health Sciences, Inc. on 04 Jun 2021.

Key facts

  • This page summarizes Craig Sheehan's Form 4 filing for Guardion Health Sciences, Inc..
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 04 Jun 2021, 17:19.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GHSI transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value
$0
Shares
+50,000
Change %
Price
$0.000000
Shares after
50,000
Date
02 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$1.61
Footnotes
F1
GHSI transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+50,000
Change %
Price
$0.000000
Shares after
50,000
Date
02 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

33.3% of the stock options shall vest on June 30, 2022, 33.3% of the stock options shall vest on June 30, 2023 and the remainder of the stock options shall vest on June 30, 2024.

Footnote F2

Each restricted stock unit ("RSU") represents a contingent right to receive one share of GHSI common stock.

Footnote F3

33.3% of the RSUs shall vest on June 30, 2022, 33.3% of the stock options shall vest on June 30, 2023 and the remainder of the stock options shall vest on June 30, 2024. Vested shares will be delivered to the reporting person within 30 calendar days following the date on which such RSU becomes vested.

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