Key facts
- This page summarizes Justin E. Mirro's Form 4 filing for QuantumScape Corp (QS).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 10 Jan 2022, 18:59.
Justin E. Mirro - 07 Jan 2022 Form 4 Insider Report for QuantumScape Corp (QS)
- Reporting relationship
- Director
- Issuer ticker
- QS
- Reported as of
- 07 Jan 2022
- Net transaction value
- -$1,053,212
- SEC form
- 4
- Accepted by SEC
- 10 Jan 2022, 18:59:58 UTC
- Prior SEC filing
- 17 Dec 2021
- Next SEC filing
- 01 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael O. McCarthy, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Justin E. Mirro filed Form 4 for QuantumScape Corp (QS) on 10 Jan 2022.
Change
- Previous filing in this sequence was filed on 17 Dec 2021.
- Current net transaction value: -$1,053,212.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QS
transaction
Class A Common Stock
Sale
- Transaction value
- $985,096
- Shares
- -46,852
- Change %
- -3.8%
- Price
- $21.03
- Shares after
- 1,187,204
- Date
- 07 Jan 2022
- Ownership
- By Kensington Capital Partners, LLC
- Footnotes
- F1, F2, F3
QS
transaction
Class A Common Stock
Sale
- Transaction value
- $68,116
- Shares
- -3,148
- Change %
- -0.27%
- Price
- $21.64
- Shares after
- 1,184,056
- Date
- 07 Jan 2022
- Ownership
- By Kensington Capital Partners, LLC
- Footnotes
- F1, F3, F4
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,294
- Date
- 07 Jan 2022
- Ownership
- Direct
- Footnotes
- F5
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 250,000
- Date
- 07 Jan 2022
- Ownership
- By Kensington Capital Trust
- Footnotes
- F6
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 250,000
- Date
- 07 Jan 2022
- Ownership
- By Justin E. Mirro 2020 Qualified Annuity Trust
- Footnotes
- F7
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,005,102
- Date
- 07 Jan 2022
- Ownership
- By Kensington Capital Sponsor LLC
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Footnote F2
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $21.51, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Footnote F3
Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member.
Footnote F4
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.57 to $21.75, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Footnote F5
Includes 5,294 shares represented by Restricted Stock Units (RSUs). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.
Footnote F6
Held of record by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Footnote F7
Held of record by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Footnote F8
As a managing member of the managing member of Kensington Capital Sponsor LLC (the "Sponsor"), the Reporting Person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.