Elliot Maltz - 06 May 2022 Form 4 Insider Report for GELESIS HOLDINGS, INC. (CPSR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 May 2022, 16:18:19 UTC
Prior SEC filing
24 Jan 2022
Next SEC filing
05 Sep 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Abraham, Attorney-in-Fact

Key filing fact

Elliot Maltz filed Form 4 for GELESIS HOLDINGS, INC. (CPSR) on 09 May 2022.

Key facts

  • This page summarizes Elliot Maltz's Form 4 filing for GELESIS HOLDINGS, INC. (CPSR).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 09 May 2022, 16:18.

Change

  • Previous filing in this sequence was filed on 24 Jan 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GLSH transaction

Common Stock

Award

Transaction value
Shares
+5,082
Change %
Price
Shares after
5,082
Date
06 May 2022
Ownership
Direct
Footnotes
F1, F2
GLSH transaction

Common Stock

Award

Transaction value
Shares
+31,392
Change %
+618%
Price
Shares after
36,474
Date
06 May 2022
Ownership
Direct
Footnotes
F1, F3
GLSH transaction

Common Stock

Award

Transaction value
Shares
+395,501
Change %
+1084%
Price
Shares after
431,975
Date
06 May 2022
Ownership
Direct
Footnotes
F1, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GLSH transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+395,501
Change %
Price
$0.000000
Shares after
395,501
Date
06 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
395,501
Exercise price
$3.33
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents a grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's common stock upon vesting and settlement.

Footnote F2

These RSUs vest in full on February 6, 2023, subject to the reporting person's continued service at such time.

Footnote F3

These RSUs vest in full on February 12, 2023, subject to the reporting person's continued service at such time.

Footnote F4

25% of these RSUs shall vest on April 1, 2023, with the remainder vesting in twelve (12) equal quarterly installments thereafter, subject to the reporting person's continued service on each such vesting date.

Footnote F5

25% of the shares underlying this option shall vest and become exercisable on March 4, 2023, with the remainder vesting in twelve (12) equal quarterly installments thereafter, subject to the reporting person's continued service on each such vesting date.

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