Tian Zhang - 01 Dec 2022 Form 4 Insider Report for LM FUNDING AMERICA, INC. (LMFA)

Reporting relationship: Director
Issuer ticker: LMFA
Reported as of: 01 Dec 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Dec 2022, 12:10:19 UTC
Prior SEC filing: 23 Nov 2022
Source filing: View source filing
Reporting owner signature: /s/ Tian Zhang

Key filing fact

Tian Zhang filed Form 4 for LM FUNDING AMERICA, INC. (LMFA) on 05 Dec 2022.

Key facts

This page summarizes Tian Zhang's Form 4 filing for LM FUNDING AMERICA, INC. (LMFA).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 05 Dec 2022, 12:10.

Change

Previous filing in this sequence was filed on 23 Nov 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LMFA transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +37,314
Change %
Price: $0.000000
Shares after: 37,314
Date: 01 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 37,314
Exercise price: $0.6700
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022 (the "Plan"). Shares subject to the options will vest as to one-half on May 30, 2023 and as to the remaining one-half on December 1, 2023. Unvested awards will become fully vested upon a Change of Control, as that term is used in the Plan.