Jonathan Pruzan - 18 Jan 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Reporting relationship: Chief Operating Officer
Issuer ticker: MS
Reported as of: 18 Jan 2023
Net transaction value: -$1,972,277
SEC form: 4
Accepted by SEC: 20 Jan 2023, 15:26:57 UTC
Prior SEC filing: 25 Feb 2022
Next SEC filing: 02 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Martin M. Cohen, Attorney-in-Fact

Key filing fact

Jonathan Pruzan filed Form 4 for MORGAN STANLEY (MS) on 20 Jan 2023.

Key facts

This page summarizes Jonathan Pruzan's Form 4 filing for MORGAN STANLEY (MS).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 20 Jan 2023, 15:26.

Change

Previous filing in this sequence was filed on 25 Feb 2022.
Current net transaction value: -$1,972,277.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MS transaction

Common Stock

Award

Transaction value: $0
Shares: +89,058
Change %: +26%
Price: $0.000000
Shares after: 427,301
Date: 18 Jan 2023
Ownership: Direct
Footnotes: F1

MS transaction

Common Stock

Tax liability

Transaction value: $1,972,277
Shares: -20,316
Change %: -4.8%
Price: $97.08
Shares after: 406,985
Date: 18 Jan 2023
Ownership: Direct
Footnotes: F2

MS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,198
Date: 18 Jan 2023
Ownership: By 401(k) Plan

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Footnote F2

Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020.

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