Key facts
- This page summarizes NEA Partners 15, L.P.'s Form 4 filing for Arcellx, Inc. (ACLX).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 22 Dec 2022, 17:20.
NEA Partners 15, L.P. - 20 Dec 2022 Form 4 Insider Report for Arcellx, Inc. (ACLX)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ACLX
- Reported as of
- 20 Dec 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Dec 2022, 17:20:19 UTC
- Prior SEC filing
- 18 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Louis Citron, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
NEA Partners 15, L.P. filed Form 4 for Arcellx, Inc. (ACLX) on 22 Dec 2022.
Change
- Previous filing in this sequence was filed on 18 Nov 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -2,000,000
- Change %
- -30%
- Price
- $0.000000
- Shares after
- 4,745,262
- Date
- 20 Dec 2022
- Ownership
- See Note 2
- Footnotes
- F1, F2
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +30,000
- Change %
- Price
- $0.000000
- Shares after
- 30,000
- Date
- 20 Dec 2022
- Ownership
- Direct
- Footnotes
- F3, F4
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -30,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 20 Dec 2022
- Ownership
- Direct
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution of 2,000,000 shares of Common Stock of the Issuer to its general partner and limited partners for no consideration on December 20, 2022.
Footnote F2
The securities are directly held by NEA 15 and are indirectly held by NEA Partners 15, L.P. ("NEA Partners 15"), the sole general partner of NEA 15, NEA 15 GP, LLC ("NEA 15 GP"), the sole general partner of NEA Partners 15, and the individual managers of NEA 15 GP (NEA Partners 15, NEA 15 GP and the individual managers of NEA 15 GP (collectively, the "NEA 15 Managers"), together, the "NEA 15 Indirect Reporting Persons"). The NEA 15 Managers are Forest Baskett, Anthony A. Florence, Jr., Mohamad Makhzoumi, Scott D. Sandell and Peter W. Sonsini. The NEA 15 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the NEA 15 Indirect Reporting Persons have no pecuniary interest.
Footnote F3
NEA Partners 15 received 30,000 shares of Common Stock of the Issuer in the distribution made by NEA 15 on December 20, 2022.
Footnote F4
The securities are directly held by NEA Partners 15 and indirectly held by NEA 15 GP, the sole general partner of NEA Partners 15, and the NEA 15 Managers (NEA 15 GP and the NEA 15 Managers together, the "NEA Partners 15 Indirect Reporting Persons"). The NEA Partners 15 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the NEA Partners 15 Indirect Reporting Persons have no pecuniary interest.
Footnote F5
NEA Partners 15 made a pro rata distribution of 30,000 shares of Common Stock of the Issuer to its limited partners for no consideration on December 20, 2022.