Peter A. Cohen - 01 Nov 2021 Form 4 Insider Report for Andover National Corp

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Nov 2021, 16:01:19 UTC
Prior SEC filing
05 Oct 2021
Next SEC filing
23 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Peter A. Cohen

Key filing fact

Peter A. Cohen filed Form 4 for Andover National Corp on 02 Nov 2021.

Key facts

  • This page summarizes Peter A. Cohen's Form 4 filing for Andover National Corp.
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 02 Nov 2021, 16:01.

Change

  • Previous filing in this sequence was filed on 05 Oct 2021.
  • Current net transaction value: +$446,589.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+81,198
Change %
+22%
Price
$0.000000
Shares after
452,527
Date
01 Nov 2021
Ownership
By Self as Trustee for The Peter A. Cohen Revocable Trust
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

No ticker transaction Derivative

Class B Common Stock

Purchase

Transaction value
$446,589
Shares
+40,599
Change %
+100%
Price
$11.00*
Shares after
81,198
Date
01 Nov 2021
Ownership
By Self as Trustee for The Peter A. Cohen Revocable Trust
Underlying class
Class A Common Stock
Underlying amount
40,599
Exercise price
Footnotes
F1, F2, F3
No ticker transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-81,198
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Nov 2021
Ownership
By Self as Trustee for The Peter A. Cohen Revocable Trust
Underlying class
Class A Common Stock
Underlying amount
81,198
Exercise price
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On November 1, 2021, Mr. Cohen purchased 40,599 shares of Class B Common Stock through The Peter A. Cohen Revocable Trust in a privately negotiated sale.

Footnote F2

Each share of Class B Common Stock may be converted, at the option of the holder, at any time and from time to time, into one (1) share of Class A Common Stock.

Footnote F3

The Class B Common Stock may be converted into shares of Class A Common Stock at any time, at the holder's election, and therefore has no expiration date.

Footnote F4

On November 1, 2021, Mr. Cohen elected to convert all of his 81,198 shares of Class B Common Stock into 81,198 shares of Class A Common Stock.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .