Key facts
- This page summarizes Ms. Tracy A. Embree's Form 4 filing for CUMMINS INC (CMI).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 15 Aug 2023, 15:10.
Ms. Tracy A. Embree - 01 Aug 2023 Form 4 Insider Report for CUMMINS INC (CMI)
- Reporting relationship
- President - Distribution
- Issuer ticker
- CMI
- Reported as of
- 01 Aug 2023
- Net transaction value
- -$77,642
- SEC form
- 4
- Accepted by SEC
- 15 Aug 2023, 15:10:10 UTC
- Prior SEC filing
- 09 May 2023
- Next SEC filing
- 10 Oct 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ms. Tracy A. Embree filed Form 4 for CUMMINS INC (CMI) on 15 Aug 2023.
Change
- Previous filing in this sequence was filed on 09 May 2023.
- Current net transaction value: -$77,642.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CMI
transaction
Common
Tax liability
- Transaction value
- $77,642
- Shares
- -293
- Change %
- -1.4%
- Price
- $264.99
- Shares after
- 19,942
- Date
- 01 Aug 2023
- Ownership
- Direct
- Footnotes
- F1
CMI
holding
Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 48
- Date
- 01 Aug 2023
- Ownership
- By 401(k) Plan
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CMI
holding
Derivative
Stock Option (Right-to-Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,320
- Date
- 01 Aug 2023
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 13,320
- Exercise price
- $142.12
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021.
Footnote F2
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
SEC remarks
embreepoa.txt