Michelangelo Volpi - 21 Jul 2023 Form 4 Insider Report for Aurora Innovation, Inc. (AUR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 Jul 2023, 18:10:56 UTC
Prior SEC filing
09 Jun 2023
Next SEC filing
01 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michelangelo Volpi

Key filing fact

Michelangelo Volpi filed Form 4 for Aurora Innovation, Inc. (AUR) on 25 Jul 2023.

Key facts

  • This page summarizes Michelangelo Volpi's Form 4 filing for Aurora Innovation, Inc. (AUR).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 25 Jul 2023, 18:10.

Change

  • Previous filing in this sequence was filed on 09 Jun 2023.
  • Current net transaction value: +$4,999,998.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUR transaction

Class A Common Stock

Award

Transaction value
$4,999,998
Shares
+1,851,851
Change %
Price
$2.70
Shares after
1,851,851
Date
21 Jul 2023
Ownership
See footnote
Footnotes
F1, F2
AUR holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
492,500
Date
21 Jul 2023
Ownership
See footnote
Footnotes
F3
AUR holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,500
Date
21 Jul 2023
Ownership
See footnote
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On July 21, 2023, the Reporting Person acquired 1,851,851 shares of Class A Common Stock in a private placement by the Issuer pursuant to the terms of a Common Stock Purchase Agreement dated as of July 18, 2023.

Footnote F2

Shares held by the Volpi-Cupal Family Trust UDT 4/5/00, of which the Reporting Person is trustee. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F3

Shares held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III. The Reporting Person is a General Partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Growth III. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F4

Shares held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III). The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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