Christopher J. Thyen - 29 Aug 2023 Form 4 Insider Report for Kimball Electronics, Inc. (KE)

Reporting relationship: Vice President
Issuer ticker: KE
Reported as of: 29 Aug 2023
Net transaction value: -$140,224
SEC form: 4
Accepted by SEC: 31 Aug 2023, 15:30:40 UTC
Prior SEC filing: 23 May 2023
Source filing: View source filing
Reporting owner signature: Kimberly E. Cooper, Attorney in Fact and Agent

Key filing fact

Christopher J. Thyen filed Form 4 for Kimball Electronics, Inc. (KE) on 31 Aug 2023.

Key facts

This page summarizes Christopher J. Thyen's Form 4 filing for Kimball Electronics, Inc. (KE).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 31 Aug 2023, 15:30.

Change

Previous filing in this sequence was filed on 23 May 2023.
Current net transaction value: -$140,224.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KE transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +884
Change %: +0.8%
Price: $0.000000
Shares after: 110,724
Date: 29 Aug 2023
Ownership: Direct

KE transaction

Common Stock

Award

Transaction value: $0
Shares: +10,121
Change %: +9.1%
Price: $0.000000
Shares after: 120,845
Date: 29 Aug 2023
Ownership: Direct
Footnotes: F1

KE transaction

Common Stock

Tax liability

Transaction value: $140,224
Shares: -4,803
Change %: -4%
Price: $29.20
Shares after: 116,042
Date: 29 Aug 2023
Ownership: Direct
Footnotes: F2

KE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 41,958
Date: 29 Aug 2023
Ownership: Retirement Fund

KE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,485
Date: 29 Aug 2023
Ownership: Spouse

KE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,485
Date: 29 Aug 2023
Ownership: Child

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KE transaction Derivative

Restricted Shares

Options Exercise

Transaction value: $0
Shares: -884
Change %: -33%
Price: $0.000000
Shares after: 1,768
Date: 29 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 884
Exercise price: $0.000000
Footnotes: F3

KE transaction Derivative

Restricted Shares

Award

Transaction value: $0
Shares: +4,055
Change %: +229%
Price: $0.000000
Shares after: 5,823
Date: 29 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,055
Exercise price: $0.000000
Footnotes: F4, F5, F6, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023.

Footnote F2

Shares withheld to satisfy tax obligations.

Footnote F3

Represents Restricted Shares granted in prior years that vested on 8/29/2023 (884 shares).

Footnote F4

Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (1,352 shares), August 2025 (1,352 shares), and August 2026 (1,351 shares).

Footnote F5

The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.

Footnote F6

Not Applicable.

Footnote F7

Represents cumulative Restricted Shares that vest August 2024 (2,236 shares), August 2025 (2,236 shares), and August 2026 (1,351 shares).