David A. Friedberg - 24 Sep 2021 Form 4 Insider Report for TPB Acquisition Corp I

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
28 Sep 2021, 16:45:38 UTC
Prior SEC filing
10 Aug 2021
Next SEC filing
19 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Peter Byrne, Attorney-in-Fact

Key filing fact

David A. Friedberg filed Form 4 for TPB Acquisition Corp I on 28 Sep 2021.

Key facts

  • This page summarizes David A. Friedberg's Form 4 filing for TPB Acquisition Corp I.
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 28 Sep 2021, 16:45.

Change

  • Previous filing in this sequence was filed on 10 Aug 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TPBAU transaction Derivative

Class B ordinary shares

Other

Transaction value
Shares
-522,176
Change %
-11%
Price
Shares after
4,404,074
Date
24 Sep 2021
Ownership
By LLC
Underlying class
Class A ordinary shares
Underlying amount
522,176
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

As described in the issuer's registration statement on Form S-1 (File No. 333-253325) under the heading "Description of Securities", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

Footnote F2

This Form 4 reflects the automatic surrender to the issuer of 522,176 of the issuer's shares of Class B ordinary shares, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

Footnote F3

David Friedberg controls TPB Acquisition Sponsor I, LLC (the "Sponsor") and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor.

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