Rajeev M. Shah - 16 May 2023 Form 4 Insider Report for Black Diamond Therapeutics, Inc. (BDTX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 May 2023, 21:10:37 UTC
Prior SEC filing
13 Jun 2022
Next SEC filing
08 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Rajeev Shah, individually

Key filing fact

Rajeev M. Shah filed Form 4 for Black Diamond Therapeutics, Inc. (BDTX) on 17 May 2023.

Key facts

  • This page summarizes Rajeev M. Shah's Form 4 filing for Black Diamond Therapeutics, Inc. (BDTX).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 17 May 2023, 21:10.

Change

  • Previous filing in this sequence was filed on 13 Jun 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BDTX transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+16,500
Change %
Price
$0.000000
Shares after
16,500
Date
16 May 2023
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
16,500
Exercise price
$1.82
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) May 16, 2024 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service on such vesting date.

Footnote F2

RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Footnote F3

The option was awarded to Mr. Rajeev Shah in connection with his service as a director of the Issuer. Mr. Shah is a Managing Partner of the Adviser. and, under his arrangement with the Adviser, Mr. Shah holds the option for the benefit of the Fund and the Nexus Fund. Mr. Shah is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund and Nexus Fund to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.

SEC remarks

Mr. Rajeev Shah, a Managing Partner of the Adviser, serves on the Issuer's board of directors.

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