Shawn Cline Tomasello - 01 Jun 2023 Form 4 Insider Report for TCR2 THERAPEUTICS INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Jun 2023, 16:32:06 UTC
Prior SEC filing
25 May 2023
Next SEC filing
24 Jul 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Margaret Siegel as Attorney-in-Fact

Key filing fact

Shawn Cline Tomasello filed Form 4 for TCR2 THERAPEUTICS INC. on 01 Jun 2023.

Key facts

  • This page summarizes Shawn Cline Tomasello's Form 4 filing for TCR2 THERAPEUTICS INC..
  • 4 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 01 Jun 2023, 16:32.

Change

  • Previous filing in this sequence was filed on 25 May 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TCRR transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-16,800
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,800
Exercise price
$0.9700
Footnotes
F1, F2
TCRR transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-12,100
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,100
Exercise price
$5.21
Footnotes
F1, F2
TCRR transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-15,191
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,191
Exercise price
$26.33
Footnotes
F1, F2
TCRR transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-4,177
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,177
Exercise price
$26.33
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Shawn Cline Tomasello is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of March 5, 2023, by and among TCR2 Therapeutics Inc. (the "Company"), Adaptimmune Therapeutics plc ("Parent") and CM Merger Sub, Inc., an indirect wholly-owned subsidiary of Parent ("Merger Sub"), as amended by that certain Amendment No. 1 to the Agreement and Plan of Merger, dated April 5, 2023, by and among the Company, Parent and Merger Sub (the "Merger Agreement"), pursuant to which Merger Sub merged with and into the Company (the "Merger") with the Company surviving the Merger as an indirect wholly-owned subsidiary of Parent effective as of June 1, 2023 (the "Effective Time").

Footnote F2

At the Effective Time, each issued and outstanding share of common stock of the Company (each, a "Share") (excluding any Shares held in treasury of the Company or owned, directly or indirectly, by Parent or Merger Sub immediately prior to the Effective Time) was cancelled and converted into the right to receive 1.5117 (the "Exchange Ratio") American Depositary Shares of Parent ("Parent ADS") representing six ordinary shares of Parent ("Parent Ordinary Shares"). Immediately prior to the Effective Time, each option to acquire Shares (each, a "Company Option") that was outstanding and unexercised, whether or not vested, was assumed and substituted for an option to purchase a number of Parent Ordinary Shares or Parent ADSs equal to the product of (i) the total number of Shares subject to such Company Option immediately prior to the Effective Time multiplied by (ii) six times the Exchange Ratio, in the case of Parent Ordinary Shares, or the Exchange Ratio in the case of Parent ADSs.

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