Key facts
- This page summarizes Carl J. Grassi's Form 4 filing for J. Alexander's Holdings, Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Oct 2021, 17:25.
Carl J. Grassi - 30 Sep 2021 Form 4 Insider Report for J. Alexander's Holdings, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 30 Sep 2021
- Net transaction value
- -$287,000
- SEC form
- 4
- Accepted by SEC
- 01 Oct 2021, 17:25:49 UTC
- Next SEC filing
- 24 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Matthew I. O'Brien, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Carl J. Grassi filed Form 4 for J. Alexander's Holdings, Inc. on 01 Oct 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$287,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
JAX
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $147,000
- Shares
- -10,500
- Change %
- -100%
- Price
- $14.00
- Shares after
- 0
- Date
- 30 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
JAX
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $140,000
- Shares
- -10,000
- Change %
- -100%
- Price
- $14.00
- Shares after
- 0
- Date
- 30 Sep 2021
- Ownership
- See footnote.
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Carl J. Grassi is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Pursuant to the Agreement and Plan of Merger, dated as of July 2, 2021 (the "Merger Agreement"), by and among SPB Hospitality, LLC ("Parent"), Titan Merger Sub, Inc., an indirect, wholly-owned subsidiary of Parent ("Merger Sub"), and J. Alexander's Holdings, Inc. (the "Company"), each share of common stock, par value $0.001 per share, of the Company ("Company Common Stock") was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $14.
Footnote F2
The shares were held in the Second Restatement of Declaration of Trust of Carl J. Grassi, dated 03/03/2014, Carl J. Grassi Grantor and Trustee.