Jeremy F. Rohen - 18 Jan 2023 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 Jan 2023, 16:58:47 UTC
Prior SEC filing
27 Jul 2022
Next SEC filing
06 Apr 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alex Tablin-Wolf, attorney-in-fact

Key filing fact

Jeremy F. Rohen filed Form 4 for Axalta Coating Systems Ltd. (AXTA) on 20 Jan 2023.

Key facts

  • This page summarizes Jeremy F. Rohen's Form 4 filing for Axalta Coating Systems Ltd. (AXTA).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 20 Jan 2023, 16:58.

Change

  • Previous filing in this sequence was filed on 27 Jul 2022.
  • Current net transaction value: -$45,677.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXTA transaction

Common Shares

Options Exercise

Transaction value
Shares
+3,046
Change %
+96%
Price
Shares after
6,206
Date
18 Jan 2023
Ownership
Direct
Footnotes
F1
AXTA transaction

Common Shares

Tax liability

Transaction value
$45,677
Shares
-1,688
Change %
-27%
Price
$27.06
Shares after
4,518
Date
18 Jan 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXTA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,046
Change %
-33%
Price
$0.000000
Shares after
6,091
Date
18 Jan 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
3,046
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units convert into common shares on a one-for-one basis.

Footnote F2

Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Footnote F3

On January 18, 2021, the reporting person was granted 12,182 restricted stock units, vesting 25% on each of the first and second anniversaries and 50% on the third anniversary of the grant date.

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