Andrew Berger - 14 Jun 2022 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Reporting relationship: Other*
Issuer ticker: RMCF
Reported as of: 14 Jun 2022
Net transaction value: +$116,325
SEC form: 4
Accepted by SEC: 16 Jun 2022, 21:44:41 UTC
Prior SEC filing: 06 Jun 2022
Next SEC filing: 17 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Andrew T. Berger

Key filing fact

Andrew Berger filed Form 4 for Rocky Mountain Chocolate Factory, Inc. (RMCF) on 16 Jun 2022.

Key facts

This page summarizes Andrew Berger's Form 4 filing for Rocky Mountain Chocolate Factory, Inc. (RMCF).
16 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 16 Jun 2022, 21:44.

Change

Previous filing in this sequence was filed on 06 Jun 2022.
Current net transaction value: +$116,325.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RMCF transaction

Common Stock

Purchase

Transaction value: $1,101
Shares: +175
Change %
Price: $6.29
Shares after: 175
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $5,670
Shares: +900
Change %: +514%
Price: $6.30
Shares after: 1,075
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $15,763
Shares: +2,502
Change %: +233%
Price: $6.30
Shares after: 3,577
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $9,250
Shares: +1,423
Change %: +40%
Price: $6.50
Shares after: 5,000
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $1,296
Shares: +200
Change %: +4%
Price: $6.48
Shares after: 5,200
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $5,192
Shares: +800
Change %: +15%
Price: $6.49
Shares after: 6,000
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $670
Shares: +103
Change %: +1.7%
Price: $6.50
Shares after: 6,103
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $25,798
Shares: +3,897
Change %: +64%
Price: $6.62
Shares after: 10,000
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $870
Shares: +137
Change %: +1.4%
Price: $6.35
Shares after: 10,137
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $16,375
Shares: +2,500
Change %: +25%
Price: $6.55
Shares after: 12,637
Date: 15 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $6.55
Shares: +1
Change %: +0.01%
Price: $6.55
Shares after: 12,638
Date: 15 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $131
Shares: +20
Change %: +0.16%
Price: $6.55
Shares after: 12,658
Date: 15 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $670
Shares: +100
Change %: +0.79%
Price: $6.70
Shares after: 12,758
Date: 16 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $16,440
Shares: +2,400
Change %: +19%
Price: $6.85
Shares after: 15,158
Date: 16 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $2,099
Shares: +311
Change %: +2.1%
Price: $6.75
Shares after: 15,469
Date: 16 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF transaction

Common Stock

Purchase

Transaction value: $14,995
Shares: +2,189
Change %: +14%
Price: $6.85
Shares after: 17,658
Date: 16 Jun 2022
Ownership: Direct
Footnotes: F1

RMCF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 460,189
Date: 14 Jun 2022
Ownership: See Footnotes
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F2

224,855 of the shares reported herein are owned directly by AB Value Partners, LP, a limited partnership of which AB Value Management LLC is the general partner of which Mr. Berger is the manager. 235,334 of the shares reported herein are owned directly by a managed account (the "Managed Account"), of which AB Value Management LLC is the manager. Mr. Berger may be deemed to beneficially own the shares as the manager of AB Value Management LLC, which may be deemed to beneficially own the shares owned directly by AB Value Partners, LP and the Managed Account by virtue of its relationship with AB Value Partners, LP and the Managed Account.