Mark James King - 11 Mar 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Reporting relationship: CEO - Taco Bell
Issuer ticker: YUM
Reported as of: 11 Mar 2022
Net transaction value: -$361,199
SEC form: 4
Accepted by SEC: 13 Feb 2023, 11:01:24 UTC
Prior SEC filing: 14 Feb 2022
Next SEC filing: 20 Dec 2023
Source filing: View source filing
Reporting owner signature: /s/ M. Gayle Hobson, POA

Key filing fact

Mark James King filed Form 4 for YUM BRANDS INC (YUM) on 13 Feb 2023.

Key facts

This page summarizes Mark James King's Form 4 filing for YUM BRANDS INC (YUM).
11 reported transactions and 7 derivative rows are listed below.
Accepted by SEC: 13 Feb 2023, 11:01.

Change

Previous filing in this sequence was filed on 14 Feb 2022.
Current net transaction value: -$361,199.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

YUM transaction

Common Stock

Award

Transaction value: $0
Shares: +8,864
Change %: +75%
Price: $0.000000
Shares after: 20,624
Date: 10 Feb 2023
Ownership: Direct

YUM transaction

Common Stock

Tax liability

Transaction value: $429,778
Shares: -3,273
Change %: -16%
Price: $131.31
Shares after: 17,351
Date: 10 Feb 2023
Ownership: Direct

YUM transaction

Common Stock

Options Exercise

Transaction value: $119,958
Shares: +914
Change %: +5.3%
Price: $131.31
Shares after: 18,264
Date: 11 Feb 2023
Ownership: Direct

YUM transaction

Common Stock

Tax liability

Transaction value: $59,615
Shares: -454
Change %: -2.5%
Price: $131.31
Shares after: 17,810
Date: 11 Feb 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

YUM transaction Derivative

Restricted Stock Units

Other

Transaction value: $2,044
Shares: +18
Change %: +0.49%
Price: $116.26
Shares after: 3,603
Date: 11 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 18
Exercise price
Footnotes: F1, F2, F3

YUM transaction Derivative

Restricted Stock Units

Other

Transaction value: $2,054
Shares: +18
Change %: +0.5%
Price: $114.41
Shares after: 3,621
Date: 10 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 18
Exercise price
Footnotes: F1, F2, F3

YUM transaction Derivative

Restricted Stock Units

Other

Transaction value: $2,064
Shares: +18
Change %: +0.49%
Price: $116.09
Shares after: 3,638
Date: 09 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 18
Exercise price
Footnotes: F1, F2, F3

YUM transaction Derivative

Restricted Stock Units

Other

Transaction value: $2,074
Shares: +16
Change %: +0.45%
Price: $127.71
Shares after: 3,655
Date: 09 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 16
Exercise price
Footnotes: F1, F2, F3

YUM transaction Derivative

Stock Appreciation Right

Award

Transaction value: $0
Shares: +16,706
Change %
Price: $0.000000
Shares after: 16,706
Date: 10 Feb 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 16,706
Exercise price: $131.31
Footnotes: F2

YUM transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +3,808
Change %
Price: $0.000000
Shares after: 3,808
Date: 10 Feb 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,808
Exercise price: $131.31
Footnotes: F2, F3

YUM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -914
Change %: -25%
Price: $0.000000
Shares after: 2,741
Date: 11 Feb 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 914
Exercise price
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Vesting occurs upon distribution date of grant, that is 4 years from grant date.

Footnote F2

Vesting occurs 25% per year beginning one year from grant date.

Footnote F3

The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.