Scott Edward Erkonen - 01 Feb 2022 Form 4 Insider Report for Great Western Bancorp, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Feb 2022, 16:32:36 UTC
Prior SEC filing
01 Dec 2021
Next SEC filing
17 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Donald J. Straka, as attorney-in-fact for Scott Edward Erkonen

Key filing fact

Scott Edward Erkonen filed Form 4 for Great Western Bancorp, Inc. on 03 Feb 2022.

Key facts

  • This page summarizes Scott Edward Erkonen's Form 4 filing for Great Western Bancorp, Inc..
  • 10 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 03 Feb 2022, 16:32.

Change

  • Previous filing in this sequence was filed on 01 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GWB transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value
$0
Shares
+243
Change %
+5.8%
Price
$0.000000
Shares after
4,454
Date
01 Feb 2022
Ownership
Direct
Footnotes
F1
GWB transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value
$0
Shares
+966
Change %
+22%
Price
$0.000000
Shares after
5,420
Date
01 Feb 2022
Ownership
Direct
Footnotes
F2
GWB transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value
$0
Shares
+1,569
Change %
+29%
Price
$0.000000
Shares after
6,989
Date
01 Feb 2022
Ownership
Direct
Footnotes
F3
GWB transaction

Common Stock, par value $0.01 per share

Tax liability

Transaction value
$0
Shares
-756
Change %
-11%
Price
$0.000000
Shares after
6,233
Date
01 Feb 2022
Ownership
Direct
Footnotes
F4
GWB transaction

Common Stock, par value $0.01 per share

Award

Transaction value
$0
Shares
+727
Change %
+12%
Price
$0.000000
Shares after
6,960
Date
01 Feb 2022
Ownership
Direct
Footnotes
F5
GWB transaction

Common Stock, par value $0.01 per share

Award

Transaction value
$0
Shares
+1,839
Change %
+26%
Price
$0.000000
Shares after
8,799
Date
01 Feb 2022
Ownership
Direct
Footnotes
F6
GWB transaction

Common Stock, par value $0.01 per share

Tax liability

Transaction value
$0
Shares
-762
Change %
-8.7%
Price
$0.000000
Shares after
8,037
Date
01 Feb 2022
Ownership
Direct
Footnotes
F7

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GWB transaction Derivative

Restricted Stock Units - 2019

Options Exercise

Transaction value
$0
Shares
-243
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock, par value $0.01 per share
Underlying amount
243
Exercise price
Footnotes
F1, F8
GWB transaction Derivative

Restricted Stock Units - 2020

Options Exercise

Transaction value
$0
Shares
-966
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock, par value $0.01 per share
Underlying amount
966
Exercise price
Footnotes
F2, F8
GWB transaction Derivative

Restricted Stock Units - 2021

Options Exercise

Transaction value
$0
Shares
-1,569
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock, par value $0.01 per share
Underlying amount
1,569
Exercise price
Footnotes
F3, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Scott Edward Erkonen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 8 footnotes

Footnote F1

The restricted stock units vest in three equal installments beginning on November 29, 2020. The vesting of the restricted stock units accelerated upon change in control.

Footnote F2

The restricted stock units vest in three equal installments beginning on November 27, 2021. The vesting of the restricted stock units accelerated upon change in control.

Footnote F3

The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The vesting of the restricted stock units accelerated upon change in control.

Footnote F4

The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of restricted stock unit awards upon change in control.

Footnote F5

The accelerated vesting and issuance of performance stock units granted in November 2019 based on pre-established performance objectives which vested upon change in control at target.

Footnote F6

The accelerated vesting and issuance of performance stock units granted in November 2020 based on pre-established performance objectives which vested upon change in control at the higher of actual or target.

Footnote F7

The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of performance stock unit awards upon change in control.

Footnote F8

Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

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