Marc L. Hoffman - 17 Mar 2023 Form 4 Insider Report for ROCKWELL MEDICAL, INC. (RMTI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Mar 2023, 18:39:02 UTC
Prior SEC filing
13 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Kull, Attorney-in-Fact for Marc L. Hoffman

Key filing fact

Marc L. Hoffman filed Form 4 for ROCKWELL MEDICAL, INC. (RMTI) on 21 Mar 2023.

Key facts

  • This page summarizes Marc L. Hoffman's Form 4 filing for ROCKWELL MEDICAL, INC. (RMTI).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Mar 2023, 18:39.

Change

  • Previous filing in this sequence was filed on 13 Sep 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RMTI transaction

Common Stock

Award

Transaction value
$0
Shares
+25,665
Change %
Price
$0.000000
Shares after
25,665
Date
17 Mar 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RMTI transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+32,990
Change %
Price
$0.000000
Shares after
32,990
Date
17 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
32,990
Exercise price
$1.37
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted stock units ("RSUs") vest in two equal installments on the first and second anniversaries of March 17, 2023, subject to the Reporting Person's continued service to the Issuer. RSUs are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

Footnote F2

Stock options vest 25% on the first anniversary of March 17, 2023, with the remainder vesting in equal monthly installments through March 17, 2027, subject to the Reporting Person's continued service to the Issuer. Stock options are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

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