Key facts
- This page summarizes Daniel Durn's Form 4 filing for APPLIED MATERIALS INC /DE (AMAT).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Sep 2021, 18:37.
Daniel Durn - 01 Sep 2021 Form 4 Insider Report for APPLIED MATERIALS INC /DE (AMAT)
- Reporting relationship
- Senior Vice President, CFO
- Issuer ticker
- AMAT
- Reported as of
- 01 Sep 2021
- Net transaction value
- -$672,958
- SEC form
- 4
- Accepted by SEC
- 02 Sep 2021, 18:37:08 UTC
- Prior SEC filing
- 04 Aug 2021
- Next SEC filing
- 19 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ To-Anh Nguyen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel Durn filed Form 4 for APPLIED MATERIALS INC /DE (AMAT) on 02 Sep 2021.
Change
- Previous filing in this sequence was filed on 04 Aug 2021.
- Current net transaction value: -$672,958.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AMAT
transaction
Common Stock
Sale
- Transaction value
- $442,749
- Shares
- -3,295
- Change %
- -0.95%
- Price
- $134.37
- Shares after
- 342,276
- Date
- 01 Sep 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
AMAT
transaction
Common Stock
Sale
- Transaction value
- $230,209
- Shares
- -1,705
- Change %
- -0.5%
- Price
- $135.02
- Shares after
- 340,571
- Date
- 01 Sep 2021
- Ownership
- Direct
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.82 to $134.81, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4.
Footnote F3
Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date).
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.83 to $135.74, inclusive.