Key facts
- This page summarizes James E. Mutrie's Form 4 filing for Switchback II Corp.
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Nov 2021, 16:25.
James E. Mutrie - 03 Nov 2021 Form 4 Insider Report for Switchback II Corp
- Reporting relationship
- Co-CEO, Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 03 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Nov 2021, 16:25:11 UTC
- Next SEC filing
- 04 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ James E. Mutrie
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James E. Mutrie filed Form 4 for Switchback II Corp on 03 Nov 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWBK
transaction
Class A Ordinary Shares
Other
- Transaction value
- Shares
- -100,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 03 Nov 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SWBK
transaction
Derivative
Class B Ordinary Shares
Other
- Transaction value
- Shares
- -7,826,250
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 03 Nov 2021
- Ownership
- See Footnote
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 7,826,250
- Exercise price
- Footnotes
- F4, F5, F6
SWBK
transaction
Derivative
Warrants
Other
- Transaction value
- Shares
- -20,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 03 Nov 2021
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 20,000
- Exercise price
- $11.50
- Footnotes
- F1, F3, F7, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
James E. Mutrie is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 8 footnotes
Footnote F1
Includes securities underlying 100,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one of the Issuer's Class A Ordinary Shares and one-fifth of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one of the Issuer's Class A Ordinary Shares at an exercise price of $11.50 per share.
Footnote F2
In connection with the Issuer's business combination with Bird Rides, Inc. (the "Business Combination"), each Class A Ordinary Share of the Issuer was exchanged on a one-for-one basis for shares of Class A common stock of Bird Global, Inc., the combined company ("Bird Global").
Footnote F3
The price represents the closing price of the Issuer's units on November 3, 2021.
Footnote F4
The Class B Ordinary Shares were convertible into Class A Ordinary Shares of the Issuer on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and had no expiration date.
Footnote F5
In connection with the Business Combination, each Class B Ordinary Share of the Issuer was exchanged on a one-for-one basis for shares of Class B common stock of Bird Global.
Footnote F6
NGP Switchback II, LLC is the record holder of the shares reported herein. Mr. Mutrie is a manager and co-chief executive officer of NGP Switchback II, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the ordinary shares held directly by NGP Switchback II, LLC.
Footnote F7
In connection with the Business Combination, each warrant of the Issuer was exchanged on a one-for-one basis for warrants of Bird Global.
Footnote F8
The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering.