Key facts
- This page summarizes Anthony Lynn Davis's Form 4 filing for Orion S.A. (OEC).
- 5 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 13 Sep 2023, 17:25.
Anthony Lynn Davis - 11 Sep 2023 Form 4 Insider Report for Orion S.A. (OEC)
- Reporting relationship
- Director
- Issuer ticker
- OEC
- Reported as of
- 11 Sep 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 13 Sep 2023, 17:25:27 UTC
- Prior SEC filing
- 07 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Christian Eggert, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Anthony Lynn Davis filed Form 4 for Orion S.A. (OEC) on 13 Sep 2023.
Change
- Previous filing in this sequence was filed on 07 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OEC
transaction
Common Shares, no par value
Other
- Transaction value
- $0
- Shares
- -11,689
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 11 Sep 2023
- Ownership
- See footnote
- Footnotes
- F2, F3
OEC
transaction
Common Shares, no par value
Other
- Transaction value
- $0
- Shares
- +5,469
- Change %
- +0.3%
- Price
- $0.000000
- Shares after
- 1,829,711
- Date
- 11 Sep 2023
- Ownership
- See footnote
- Footnotes
- F2, F3, F4
OEC
transaction
Common Shares, no par value
Other
- Transaction value
- $0
- Shares
- +4,459
- Change %
- +0.24%
- Price
- $0.000000
- Shares after
- 1,834,170
- Date
- 11 Sep 2023
- Ownership
- See footnote
- Footnotes
- F2, F3, F4
OEC
transaction
Common Shares, no par value
Other
- Transaction value
- $0
- Shares
- +791
- Change %
- +0.24%
- Price
- $0.000000
- Shares after
- 324,194
- Date
- 11 Sep 2023
- Ownership
- See footnote
- Footnotes
- F2, F3, F5
OEC
transaction
Common Shares, no par value
Other
- Transaction value
- $0
- Shares
- +970
- Change %
- +0.3%
- Price
- $0.000000
- Shares after
- 325,164
- Date
- 11 Sep 2023
- Ownership
- See footnote
- Footnotes
- F2, F3, F5
OEC
holding
Common Shares, no par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 587,571
- Date
- 11 Sep 2023
- Ownership
- See footnote
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Held by Davis Investment Holdings, LLC, whose sole member is the Reporting Person.
Footnote F2
Represents 5,250 restricted shares granted by the Issuer to the Reporting Person on June 8, 2023, which vest on the day prior to the Issuer's 2024 Annual General Meeting of Shareholders (the "2023 Grant Shares") and 6,439 restricted shares granted by the Issuer to the Reporting Person on July 1, 2022, which vested on June 6, 2023 (the "2022 Grant Shares"), each of which was previously assigned by the Reporting Person to Inherent Group, LP (the "Assignor"), an entity controlled by the Reporting Person, pursuant to the Portfolio Company Board of Directors Policy of the Assignor (the "Policy"), (cont'd in FN3)
Footnote F3
(cont'd from FN 2) for further distribution in accordance with the Policy to the funds named in footnotes (4) and (5), which are managed by the Assignor. Pursuant to the Policy, on September 11, 2023, the Assignor assigned 791 of the 2023 Grant Shares and 970 of the 2022 Grant Shares to Inherent CIO1, LLC and assigned 4,459 of the 2023 Grant Shares and 5,469 of the 2022 Grant Shares to Inherent ESG Opportunity Master, LP.
Footnote F4
Held by Inherent ESG Opportunity Master, LP, a fund managed by the Assignor, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Footnote F5
Held by Inherent CIO1, LLC, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.