R. Michael McCoy - 04 Jun 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
07 Jun 2021, 14:23:48 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ R. Michael McCoy
Filing notes and source

Key filing fact

R. Michael McCoy filed Form 4 for HEARTLAND FINANCIAL USA INC on 07 Jun 2021.

Key facts

  • This page summarizes R. Michael McCoy's Form 4 filing for HEARTLAND FINANCIAL USA INC.
  • 4 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 07 Jun 2021, 14:23.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTLF transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+720
Change %
+1.9%
Price
$0.000000
Shares after
39,048
Date
04 Jun 2021
Ownership
Direct
HTLF transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,358
Change %
+6%
Price
$0.000000
Shares after
41,406
Date
04 Jun 2021
Ownership
Direct
HTLF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
38,328
Date
04 Jun 2021
Ownership
Direct
Footnotes
F1
HTLF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,467
Date
04 Jun 2021
Ownership
Wife's Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HTLF transaction Derivative

2020 Director Restricted Stock Units (retainer)

Award

Transaction value
$0
Shares
-720
Change %
-50%
Price
$0.000000
Shares after
720
Date
04 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
0
Exercise price
Footnotes
F2, F3
HTLF transaction Derivative

2020 Director Restricted Stock Units

Award

Transaction value
$0
Shares
-2,358
Change %
-50%
Price
$0.000000
Shares after
2,358
Date
04 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
0
Exercise price
Footnotes
F2, F3
HTLF holding Derivative

2020 Director Restricted Stock Units (retainer)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
04 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
720
Exercise price
Footnotes
F2, F3
HTLF holding Derivative

2020 Director Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
04 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,358
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

R. Michael McCoy is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

These shares participate in a Dividend Reinvestment Plan.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Footnote F3

These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

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