Key facts
- This page summarizes Karen C. Francis's Form 4 filing for Aurora Innovation, Inc. (AUR).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Nov 2021, 19:58.
Karen C. Francis - 03 Nov 2021 Form 4 Insider Report for Aurora Innovation, Inc. (AUR)
- Reporting relationship
- FORMER DIRECTOR
- Issuer ticker
- AUR
- Reported as of
- 03 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Nov 2021, 19:58:35 UTC
- Prior SEC filing
- 01 Oct 2021
- Next SEC filing
- 17 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Cohen as attorney-in-fact for Karen Francis
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Karen C. Francis filed Form 4 for Aurora Innovation, Inc. (AUR) on 05 Nov 2021.
Change
- Previous filing in this sequence was filed on 01 Oct 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AUR
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +30,000
- Change %
- Price
- Shares after
- 30,000
- Date
- 03 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AUR
transaction
Derivative
Class B Ordinary Shares
Options Exercise
- Transaction value
- Shares
- -30,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 03 Nov 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 30,000
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Karen C. Francis is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.