Key facts
- This page summarizes James P. Clappin's Form 4 filing for CORNING INC /NY (GLW).
- 3 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 11 Jan 2022, 15:36.
James P. Clappin - 07 Jan 2022 Form 4 Insider Report for CORNING INC /NY (GLW)
- Reporting relationship
- Retired Vice Chair &Strat. Adv
- Issuer ticker
- GLW
- Reported as of
- 07 Jan 2022
- Net transaction value
- -$25,516
- SEC form
- 4
- Accepted by SEC
- 11 Jan 2022, 15:36:08 UTC
- Prior SEC filing
- 03 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- Linda E. Jolly, Power of Attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James P. Clappin filed Form 4 for CORNING INC /NY (GLW) on 11 Jan 2022.
Change
- Previous filing in this sequence was filed on 03 Sep 2021.
- Current net transaction value: -$25,516.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GLW
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +672
- Change %
- +0.79%
- Price
- $0.000000
- Shares after
- 85,736
- Date
- 07 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
GLW
transaction
Common Stock
Tax liability
- Transaction value
- $25,516
- Shares
- -672
- Change %
- -0.78%
- Price
- $37.97
- Shares after
- 85,064
- Date
- 07 Jan 2022
- Ownership
- Direct
GLW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,930
- Date
- 07 Jan 2022
- Ownership
- Trustee u/Employee Benefit Plan
GLW
holding
Common Stock - Jt. Tenant W/wife
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,797
- Date
- 07 Jan 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GLW
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- Shares
- -672
- Change %
- -6.6%
- Price
- Shares after
- 9,472
- Date
- 07 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 672
- Exercise price
- Footnotes
- F1, F2
GLW
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,460
- Date
- 07 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,460
- Exercise price
- Footnotes
- F1, F3
GLW
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 37,662
- Date
- 07 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 37,662
- Exercise price
- Footnotes
- F1, F4
GLW
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 189
- Date
- 07 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 189
- Exercise price
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
Footnote F2
Vesting to satisfy tax requirement pursuant to the April 2021 agreement.
Footnote F3
The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022.
Footnote F4
The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
Footnote F5
The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.