John M. Roth - 07 Aug 2023 Form 4 Insider Report for El Pollo Loco Holdings, Inc. (LOCO)

Reporting relationship: Director
Issuer ticker: LOCO
Reported as of: 07 Aug 2023
Net transaction value: -$26,575,000
SEC form: 4
Accepted by SEC: 08 Aug 2023, 17:11:05 UTC
Prior SEC filing: 04 Nov 2021
Next SEC filing: 18 Mar 2024
Source filing: View source filing
Reporting owner signature: /s/ John M. Roth

Key filing fact

John M. Roth filed Form 4 for El Pollo Loco Holdings, Inc. (LOCO) on 08 Aug 2023.

Key facts

This page summarizes John M. Roth's Form 4 filing for El Pollo Loco Holdings, Inc. (LOCO).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 08 Aug 2023, 17:11.

Change

Previous filing in this sequence was filed on 04 Nov 2021.
Current net transaction value: -$26,575,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LOCO transaction

Common Stock

Sale

Transaction value: $26,224,210
Shares: -2,467,000
Change %: -45%
Price: $10.63
Shares after: 2,994,251
Date: 07 Aug 2023
Ownership: See Notes
Footnotes: F1, F3

LOCO transaction

Common Stock

Sale

Transaction value: $350,790
Shares: -33,000
Change %: -45%
Price: $10.63
Shares after: 40,052
Date: 07 Aug 2023
Ownership: See Notes
Footnotes: F2, F3

LOCO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 36,974
Date: 07 Aug 2023
Ownership: Direct
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").

Footnote F2

Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.

Footnote F3

Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.

Footnote F4

Amount includes 9,934 restricted shares granted under the Issuer's Equity Incentive Plan on May 9, 2023, vesting in full on the first anniversary of the date of grant.