Key facts
- This page summarizes Barbara Clay's Form 4 filing for Via Renewables, Inc. (VIASP).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 22 May 2023, 16:11.
Barbara Clay - 18 May 2023 Form 4 Insider Report for Via Renewables, Inc. (VIASP)
- Reporting relationship
- Acting General Counsel and Sec
- Issuer ticker
- VIASP
- Reported as of
- 18 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 May 2023, 16:11:59 UTC
- Prior SEC filing
- 17 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Barbara Clay
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Barbara Clay filed Form 4 for Via Renewables, Inc. (VIASP) on 22 May 2023.
Change
- Previous filing in this sequence was filed on 17 Mar 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VIA
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,716
- Change %
- +53%
- Price
- $0.000000
- Shares after
- 4,960
- Date
- 18 May 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VIA
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -1,716
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 5,147
- Date
- 18 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,716
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 1,716 restricted stock units (the "Restricted Stock Units") on May 18, 2023. All share counts of Class A Common Stock (and Restricted Stock Units) reported in this Form 4 have been adjusted to reflect the Issuer's 1 for 5 reverse stock split effected on March 21, 2023.
Footnote F2
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.
Footnote F3
These Restricted Stock Units vest ratably over four years beginning on May 18 in the year following the grant.