Key facts
- This page summarizes James G. Jones II's Form 4 filing for Via Renewables, Inc. (VIASP).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 17 Sep 2021, 07:35.
James G. Jones II - 15 Sep 2021 Form 4 Insider Report for Via Renewables, Inc. (VIASP)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- VIASP
- Reported as of
- 15 Sep 2021
- Net transaction value
- +$17,476
- SEC form
- 4
- Accepted by SEC
- 17 Sep 2021, 07:35:30 UTC
- Prior SEC filing
- 16 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ James G. Jones II, by Dominique R. Colvard, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James G. Jones II filed Form 4 for Via Renewables, Inc. (VIASP) on 17 Sep 2021.
Change
- Previous filing in this sequence was filed on 16 Jun 2021.
- Current net transaction value: +$17,476.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VIA
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $1,847
- Shares
- +164
- Change %
- +1.3%
- Price
- $11.26
- Shares after
- 12,470
- Date
- 15 Sep 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 164
- Exercise price
- Footnotes
- F1, F2, F3, F4, F5
VIA
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $15,629
- Shares
- +1,388
- Change %
- +1.7%
- Price
- $11.26
- Shares after
- 85,500
- Date
- 15 Sep 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,388
- Exercise price
- Footnotes
- F1, F2, F4, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Via Renewables, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
Footnote F2
These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
Footnote F3
These Restricted Stock Units vest ratably over the next two years on May 18, 2022 and May 18, 2023.
Footnote F4
The price is based on the closing price on Wednesday, September 1, 2021.
Footnote F5
Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.
Footnote F6
These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.